Regulatory disclosures

Disclosure library

  • CCMX Business Continuity Plan Disclosure Statement
  • CCMX Form CRS
  • CCMX FINRA Public Disclosure Program
  • Home
    • Sign up
    • Visit
  • Private companies
  • Institutional investors
  • Partners
  • Resources
  • Legal
© Carta Capital Markets, LLC | Member FINRA/SIPC
Follow Carta, Inc. on FacebookConnect with Carta, Inc. on LinkedInFollow Carta, Inc. on Twitter

Check out our profile on FINRA BrokerCheck.

Connect with Carta, Inc. on Facebook, LinkedIn, and Twitter.

© Carta Capital Markets, LLC (“CCMX”) | All Rights Reserved | CCMX is an SEC registered broker-dealer and FINRA member, and is currently seeking regulatory approval to operate an alternative trading system (ATS) | All descriptions of future product and service offerings are subject to receiving all requisite regulatory approvals | CCMX undertakes no obligation to update content herein | No business, investment, tax or legal advice is provided by CCMX | Potential investors are advised to conduct their own due diligence and consult with their tax, legal, and financial advisors with respect to any investment | All securities involve risk and may result in partial or total loss | Investments in private securities are speculative, illiquid, and involve a high degree of risk, including the possible loss of your entire investment | Access to third-party content from this site, including content of CCMX's parent company, Carta, Inc., may be available through framed areas or hyperlinks. Access to such content is for informational purposes only and does not constitute an explicit or implicit endorsement by CCMX of such content as to accuracy, timeliness, completeness or usefulness.